Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

Surrendered Licences

Search By Relevant Acts and Category
Search By Name

Relevant Acts

Category

Filter your search results

Activity

Name

Reporting Issuers - Registration Statement

Search by names starting with:
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
all

Name of Licensee	Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY)	Type of Licence	Annotations
<< First < Prev 3 4 5 6 7 Next > Last >>
COPERNICO CAPITAL LTD	27/12/2022	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
COSMOS SOL CAPITAL LIMITED	05/06/2023	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CRIB MARKETS (MAURITIUS) LTD	11/07/2023	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CXM GLOBAL	11/10/2021	SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CAUVO BROKERAGE MAURITIUS LTD	20/02/2019	SEC-2.2 INVESTMENT DEALER (BROKER)
CAPITAL COM ONLINE MARKETS TRADING LTD	14/03/2022	SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
CAPSTOCK LTD	03/05/2012	SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
CANVEST CAPITAL MANAGEMENT	24/10/2017	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CAPITAL ASSET MANAGEMENT LTD	06/10/2009	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CARDINAL GLOBAL INVESTMENT SOLUTIONS	08/11/2023	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CARRICK CATALYST	09/02/2015	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CHALLENGER MANAGEMENT LTD	10/11/2015	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CHANAKYA CAPITAL PARTNERS	18/11/2013	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CHANDLER ASSET PROTECTION LTD	23/09/2016	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CHASE BELGRAVE LIMITED	16/01/2018	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CHIRATAE ADVISORS CO. LIMITED	08/03/2019	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CHROME GLOBAL WEALTH SOLUTIONS	05/07/2019	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CITIGROUP GLOBAL MARKETS MAURITIUS PRIVATE LIMITED	27/07/2000	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CITRUS ASSET MANAGEMENT LTD.	15/05/2018	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CLARUS ASSET MANAGEMENT LTD	16/02/2012	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)	Licence Lapsed on 01 July 2016
CLIENT FIRST CAPITAL LTD	07/12/2020	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
COLLECTIVE CAPITAL LIMITED	20/03/2017	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
COMPAGNIE FINANCIÈRE MONT BLANC	29/11/2013	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
COMPANION CAPITAL LIMITED	27/10/2014	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
COMPASS WEALTH INTERNATIONAL LIMITED	08/06/2022	SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)

306 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.