Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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HAUSSMANN RECH UNIT TRUST SCHEME 04/12/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
HAUSSMANN RECH UNIT TRUST SCHEME 26/12/2016 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
HAUTEVILLE LIMITED 21/11/2000 FS-3.1A MANAGEMENT LICENCE
HBD ADVISORY SERVICES LIMITED 29/10/2007 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
HBS INDIA INVESTMENTS (MAURITIUS) LTD 15/06/2006 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2015
HC EQUITY PARTNERS 17/12/2019 FS-1.1 ASSET MANAGEMENT
HCB INVESTMENTS LIMITED 12/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
HEADLINES LTD 15/02/2008 INS-2.3 INSURANCE BROKER
HEARTLAND CAPITAL MANAGEMENT LIMITED 04/05/2006 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
HEC INVESTMENTS 07/08/2013 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
HEERAH MOHAMMAD SHAHAD 16/09/2016 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
HEERALALL NIRMAL 03/03/2010 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
HEERASING MR.OODITH 01/01/2008 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
HEIF FEEDER FUND 25/02/2016 SEC-3.1A CIS (SINGLE FUND)
HEIMDALL LTD 26/10/2017 FS-3.1A MANAGEMENT LICENCE
HELION INVESTMENT MANAGEMENT, LLC 15/05/2006 SEC-4.2 CIS MANAGER
HELION VENTURE PARTNERS II, LLC 29/01/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELION VENTURE PARTNERS III, LLC 03/01/2012 SEC-3.2BV CLOSED-END FUND (HAVING MORE THAN 1 FUND)
HELION VENTURE PARTNERS INDIA III, LLC 03/01/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELION VENTURE PARTNERS INDIA, LLC 15/05/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELION VENTURE PARTNERS, LLC 15/05/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
HELIOS ASSET MANAGEMENT 24/09/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2019 -
HELVETIC CAPITAL MANAGEMENT LTD 24/01/2007 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
HENNESSY INVESTMENT TRUST 09/07/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
HENRY STEPHANE RENE FRANCOIS 13/10/2008 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
98 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.