Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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LEAPFROG INVESTMENTS GROUP, LTD. 17/07/2013 SEC-4.2 CIS MANAGER
LEAPFROG INVESTMENTS LTD 10/12/2008 SEC-4.2 CIS MANAGER
LEGACY CAPITAL CO LTD 05/04/2018 FS-3.1A MANAGEMENT LICENCE
LEHEILLEIX MATHIEU 21/11/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LEMAN DIVERSIFIED FUND 07/07/2010 SEC-3.1A CIS (SINGLE FUND)
LEMUEL CORPORATE & TRUST MANAGEMENT LTD 02/02/2012 FS-3.1A MANAGEMENT LICENCE
LEMUEL NOMINEES LTD 17/04/2012 FS-3.2 NOMINEE COMPANY (APPROVAL)
LEO CAPITAL 05/02/2018 SEC-4.2 CIS MANAGER
LEO CAPITAL FUND I 05/02/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEOPARD CAPITAL ADVISORS CO. LTD 23/11/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LES GAZ INDUSTRIELS LTD. 24/12/2008 SEC-4.4 REPORTING ISSUER
LES MOULINS DE LA CONCORDE LTEE 31/03/2008 SEC-4.4 REPORTING ISSUER
LEU SAN YIVE MEN 13/04/2010 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
Leung Chen Siow Han 21/10/2008 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
LEUNG SHING ANTHONY GEORGE 25/07/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LEVEL SEVEN NOMINEES LTD 08/01/1998 FS-3.2 NOMINEE COMPANY (APPROVAL)
LI CHIP SANG-BEGUINOT LI SIV LAN PATRICIA VIRGINIE 21/09/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LI FOOK DONALD 17/08/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LI TAT SIONG -HAU DIANA WENDY MEENIOUK 08/09/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LI YUEN FONG JEAN TIN YOUNG 13/12/2007 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
Life Insurance Corporation of India 30/12/2010 INS-1.1 LONG-TERM INSURANCE BUSINESS
LIFEPAK LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
LIFEPLAN LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
LIGHTBOX EXPANSION FUND 17/08/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LIGHTBOX MANAGEMENT LIMITED 16/12/2013 SEC-4.2 CIS MANAGER
144 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.