Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
NewGold Issuer Limited (RF) 10/02/2014 SEC-4.4 REPORTING ISSUER
NEWPORT CAPITAL LIMITED 17/12/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2019 -
NEWQUEST ASIA BE LIMITED 14/02/2011 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEXTGEN GLOBAL 24/09/2012 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEXUS GLOBAL FINANCIAL SERVICES LIMITED 21/08/2015 FS-3.1A MANAGEMENT LICENCE
NEXUS GLOBAL OPPORTUNITIES FUND 14/11/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NEXUS INDIA ADVISORY SERVICES 18/12/2006 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NEXUS OPPORTUNITY FUND II, LTD. 16/03/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEXUS OPPORTUNITY FUND LTD 11/03/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEXUS OPPORTUNITY FUND MANAGEMENT LTD 11/03/2014 SEC-4.2 CIS MANAGER
NEXUS VENTURES III, LTD. 25/01/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEXUS VENTURES IV, LTD. 16/03/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEXUS VENTURES MANAGEMENT III, LTD. 30/01/2012 SEC-4.2 CIS MANAGER
NEXUS VENTURES MANAGEMENT IV, LTD. 16/03/2015 SEC-4.2 CIS MANAGER
NEXUS VENTURES MANAGEMENT V LTD 15/05/2018 SEC-4.2 CIS MANAGER
NEXUS VENTURES V LTD 15/05/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NF NOMINEES LIMITED 17/03/2014 FS-3.2 NOMINEE COMPANY (APPROVAL)
NFB AM INTERNATIONAL 16/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NG YUEN YAN MICHELINE 10/01/2013 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
NIC GENERAL INSURANCE CO. LTD 24/07/2015 INS-1.2 GENERAL INSURANCE BUSINESS
NIC Multi-Employer Pension Scheme 16/10/2017 PPS-1.1 PENSION SCHEMES
NIFTY INVESTMENTS MANAGER LIMITED 28/11/2016 SEC-4.2 CIS MANAGER
NIGHT DRAGON FUND LIMITED 26/04/2012 SEC-3.1A CIS (SINGLE FUND)
NIKKO ASSET MANAGEMENT (MAURITIUS) LTD 12/01/2006 SEC-3.1A CIS (SINGLE FUND)
NINE RIVERS CAPITAL MANAGEMENT LIMITED 29/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
130 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.