Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
Narayanam Dona 26/09/2008 SEC-2.6B REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 2
NG YUEN YAN MICHELINE 10/01/2013 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
NOONARAM DIRISH KUMAR 10/08/2020 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
N-E-FG GLOBAL FLEXIBLE FUND LIMITED 27/11/2019 SEC-3.1A CIS (SINGLE FUND)
NALANDA INDIA FUND LIMITED 27/04/2007 SEC-3.1A CIS (SINGLE FUND)
NEW ERA FUND LIMITED 22/11/2016 SEC-3.1A CIS (SINGLE FUND)
NEW HORIZON OPPORTUNITIES FUND 13/05/2013 SEC-3.1A CIS (SINGLE FUND)
NEW HORIZON OPPORTUNITIES MASTER FUND 08/12/2008 SEC-3.1A CIS (SINGLE FUND)
NEW INDIA INVESTMENT COMPANY (MAURITIUS) LIMITED 28/12/2004 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2019 -
NIGHT DRAGON FUND LIMITED 26/04/2012 SEC-3.1A CIS (SINGLE FUND)
NIKKO ASSET MANAGEMENT (MAURITIUS) LTD 12/01/2006 SEC-3.1A CIS (SINGLE FUND)
NAVIGATOR EMERGING MARKET FUND 08/05/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NEXUS GLOBAL OPPORTUNITIES FUND 14/11/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NIT UNIT TRUST. 15/01/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NJ GLOBAL OPPORTUNITIES FUND 28/06/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NOMISMA INVESTMENT OPPORTUNITIES FUND 22/10/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NUEVO ASIA GLOBAL OPPORTUNITIES FUND 21/01/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2020 -
NOVARE AFRICA FUND PCC 10/06/2009 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
NALANDA INDIA EQUITY FUND LIMITED 02/05/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEOMA AFRICA FUND 'A', L.L.C. 18/01/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEOMA AFRICA FUND III (M), L.P. 28/11/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEOMA AFRICA FUND, L.L.C. 28/12/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEW ENTERPRISE ASSOCIATES - INDOUS VENTURES, LLC 14/06/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEW VERNON INDIA LIMITED 17/09/2004 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEW VERNON MAURITIUS 12/02/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2019 -
131 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.