Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 2 3 4 5 6 Next > Last >>
NEW INDIA INVESTMENT COMPANY (MAURITIUS) LIMITED 28/12/2004 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2019 -
NIGHT DRAGON FUND LIMITED 26/04/2012 SEC-3.1A CIS (SINGLE FUND)
NIKKO ASSET MANAGEMENT (MAURITIUS) LTD 12/01/2006 SEC-3.1A CIS (SINGLE FUND)
NOONARAM DIRISH KUMAR 10/08/2020 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
NG YUEN YAN MICHELINE 10/01/2013 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
Narayanam Dona 26/09/2008 SEC-2.6B REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 2
New Africa Advisors Ltd 18/07/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
NEXUS INDIA ADVISORY SERVICES 18/12/2006 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NORWEST VENTURE PARTNERS ADVISORY - MAURITIUS 08/12/2006 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NPE CHINA PARTNERS 23/02/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2019 -
NPE INDIA PARTNERS 11/06/2009 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2018
NSR MAURITIUS ADVISORS, LLC 12/09/2008 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NAZCA CAPITAL 11/11/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NECKER GESTION PRIVEE 23/12/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
New Africa Capital Ltd 02/10/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEWQUEST ASIA BE LIMITED 14/02/2011 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NFB AM INTERNATIONAL 16/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NINE RIVERS CAPITAL MANAGEMENT LIMITED 29/05/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
NOTZ STUCKI ORIGINS LIMITED 22/08/2013 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NOVA PATRIMOINE LTD 08/06/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NOVA WEALTH PARTNERS LIMITED 09/08/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NRISI VENTURE ADVISOR LLC 13/03/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NTRUST WEALTH & FINANCIAL ADVISORY LTD 26/08/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEXTGEN GLOBAL 24/09/2012 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NJ GLOBALINVEST LIMITED 13/05/2011 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
131 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.