Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 CI-2.1 CAPTIVE INSURANCE AGENT
ROGERS CAPITAL CAPTIVE INSURANCE MANAGEMENT SERVICES LTD 11/07/2013 INS-2.1 INSURANCE MANAGER
ROGERS CAPITAL CORPORATE SERVICES LIMITED 04/03/1993 FS-3.1A MANAGEMENT LICENCE
ROGERS CAPITAL FINANCE LTD 18/09/2017 FS-2.5 LEASING
ROGERS CAPITAL FINANCE LTD 18/09/2017 FS-2.3 CREDIT FINANCE
ROGERS CAPITAL FINANCE LTD 06/11/2017 INS-2.2A INSURANCE AGENT (COMPANY)
ROGERS CAPITAL FINANCE LTD 21/12/2020 FS-2.4 FACTORING
ROGERS CAPITAL FUND SERVICES LTD 29/02/2012 FS-3.1A MANAGEMENT LICENCE
ROGERS CAPITAL INVESTMENT ADVISORS LTD 05/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROGERS CAPITAL INVESTMENT ADVISORS LTD 17/10/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
ROGERS CAPITAL NOMINEE 1 LTD 21/10/1997 FS-3.2 NOMINEE COMPANY (APPROVAL)
ROGERS CAPITAL NOMINEE 2 LTD 21/10/1997 FS-3.2 NOMINEE COMPANY (APPROVAL)
ROGERS CAPITAL NOMINEE LTD 18/10/2013 FS-3.2 NOMINEE COMPANY (APPROVAL)
ROGERS CAPITAL TRUSTEES SERVICES LIMITED 09/11/2010 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY)
ROGERS INDIA MULTI STRATEGY FUND LTD 17/03/2010 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
ROGERS PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
ROHAIS HOLDINGS LIMITED 16/03/2001 FS-3.2 NOMINEE COMPANY (APPROVAL)
ROHAN LINDSAY GÉRARD 09/01/2008 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
ROKSTONE UNDERWRITING MAURITIUS LTD 26/06/2020 INS-2.1 INSURANCE MANAGER
ROKSTONE UNDERWRITING MAURITIUS LTD 26/06/2020 INS-2.2A INSURANCE AGENT (COMPANY)
ROOTCORP RANGANATHA LIMITED 18/01/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
ROSEMONT MANAGEMENT (MAURITIUS) LTD 30/01/2017 FS-3.1A MANAGEMENT LICENCE
ROUND THE CLOCK AGENCY LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
ROYAL COVER LTD 23/07/2009 INS-2.2A INSURANCE AGENT (COMPANY)
ROYAL SHIELD (MAURITIUS) LTD 05/07/2016 INS-2.3 INSURANCE BROKER
138 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.