Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
RISK SHIELD LTD 28/01/2016 INS-2.3 INSURANCE BROKER
ROYAL SHIELD (MAURITIUS) LTD 05/07/2016 INS-2.3 INSURANCE BROKER
ROYAL SHIELD (RE) LIMITED 28/02/2017 INS-2.3 INSURANCE BROKER
REHM GRINAKER PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
ROGERS PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
REDWOOD FINANCE LIMITED 16/01/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RHC INVESTMENTS 09/05/2016 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RMDTRADER 29/08/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
RAW TRADING (MAURITIUS) LTD 19/04/2022 SEC-2.2 INVESTMENT DEALER (BROKER)
RAMNAUTH MUNESH SHARMA (GRANT) 18/03/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RAMPART FUND ADVISORS 22/06/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01/07/2012
RECM GLOBAL LTD 26/07/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
REED CAPITAL LIMITED 26/03/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
RGI INVESTMENT LTD 14/05/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RGIA GLOBAL 03/06/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RISCURA SOLUTIONS (MAURITIUS) LTD 24/08/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RIVIERA SUN MAURITIUS 17/05/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
RND (MAURITIUS) 07/06/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROCKMAN CAPITAL 23/11/2017 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROGERS CAPITAL INVESTMENT ADVISORS LTD 05/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ROOTCORP RANGANATHA LIMITED 18/01/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
RUSSELLSTONE AGRI MANAGEMENT (MAURITIUS) LIMITED 05/01/2011 SEC-2.4A INVESTMENT ADVISER (UNRESTRICTED) - GLOBAL BUSINESS Licence Lapsed on 01/07/2014
RMB WESTPORT PROPERTY PARTNERS LIMITED 29/07/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
ROCKMAN CAPITAL 23/11/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
ROGERS CAPITAL INVESTMENT ADVISORS LTD 17/10/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
145 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.