Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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SUSTAINABLE CAPITAL AFRICA ALPHA FUND 16/12/2011 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
SUSTAINABLE CAPITAL NIGERIA FUND 15/03/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2020 -
SWAN GLOBAL FUNDS LTD 09/03/2012 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
SALVO ALTERNATIVE FUND USD 04/02/2016 SEC-3.1A CIS (SINGLE FUND)
SANDSTONE CAPITAL INDIA MASTER FUND LIMITED 22/02/2005 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
SANTULAN FUND 30/07/2018 SEC-3.1A CIS (SINGLE FUND)
SBI RESURGENT INDIA OPPORTUNITIES FUND 19/01/2006 SEC-3.1A CIS (SINGLE FUND)
SBM INDIA FUND 12/10/2007 SEC-3.1A CIS (SINGLE FUND)
SBM Perpetual Fund Ltd 07/11/2013 SEC-3.1A CIS (SINGLE FUND)
SICOM GLOBAL FUND LIMITED 30/06/1998 SEC-3.1A CIS (SINGLE FUND)
SILVER STALLION LIMITED 30/01/2004 SEC-3.1A CIS (SINGLE FUND)
SILVER STRIDE INDIA GLOBAL FUND 29/12/2022 SEC-3.1A CIS (SINGLE FUND)
SILWANA HEDGE FUND LIMITED 21/06/2023 SEC-3.1A CIS (SINGLE FUND)
SOVEREIGN OVERSEAS FUND LIMITED 05/05/2017 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
STEINBERG INDIA EMERGING OPPORTUNITIES FUND LIMITED 26/05/2011 SEC-3.1A CIS (SINGLE FUND)
STRATEGIC INDIA EQUITY FUND 14/04/2016 SEC-3.1A CIS (SINGLE FUND)
SYNERGY CAPITAL I FUND 19/07/2006 SEC-3.1A CIS (SINGLE FUND)
SEVENSTAR BROKERS 30/11/2010 SEC-2.9 INVESTMENT DEALER (CURRENCY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
SEVENSTAR BROKERS 30/11/2010 SEC-2.8 INVESTMENT DEALER (COMMODITY DERIVATIVES SEGMENT) Licence Lapsed on 01 July 2016
Sibartie Oumila 29/10/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
Sibartie Kevin chandra 20/11/2023 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
SOOKIA SHAMIN AHMAD 21/02/2017 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
SABABADY KENNETH WENDELL IAN 05/07/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SADDUL NEERMAL 11/08/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SanchinI Alexandre 11/10/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
419 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.