Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 9 10 11 12 13 Next > Last >>
SOOBRATY LAILAH BIBI 11/12/2012 TAC-1.3 SUCCESSOR TO ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
SOOBRAYDOO MARIE PRIMEROSE RUBY 11/08/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
SOOKIA SHAMIN AHMAD 21/02/2017 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
SOOKUN HENNA 24/09/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
SOOKUN DINDOYAL 07/09/2015 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
SOONATHAN ABDOOL SALEEM 20/10/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
SOREX HOLDING SERVICES LTD 13/10/2011 FS-3.2 NOMINEE COMPANY (APPROVAL)
SOROMA GHANA FUNDS PCC 17/11/2009 SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY) Licence Lapsed on 01 July 2019 -
SOUTH ASIAN ASSET MANAGEMENT LIMITED 03/07/2006 FS-1.1 ASSET MANAGEMENT Licence Lapsed on 01 July 2020 -
SOUTH ASIAN ASSET MANAGEMENT LIMITED 03/07/2006 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2020 -
SOUTH SUEZ CAPITAL LIMITED 17/11/2009 SEC-4.2 CIS MANAGER
SOUTHERN ROCK CAPITAL LIMITED 19/12/2023 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
SOVEREIGN OVERSEAS FUND LIMITED 05/05/2017 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2023 -
SOVEREIGN TRUST (MAURITIUS) LIMITED 18/12/2000 FS-3.1A MANAGEMENT LICENCE
SOVEREIGN TRUSTEE SERVICES (MAURITIUS) LIMITED 06/04/2021 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY) Target Market: South Africa, Dubai, Switzerland, Hong Kong and Singapore
SP FUND-2019 22/03/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SPARROW ASIA DIVERSIFIED OPPORTUNITIES FUND 08/10/2008 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
SPARROW GLOBAL FUND PCC 26/09/2011 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
SPARROW INVESTMENT MANAGERS LTD 09/10/2008 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
SPARROW INVESTMENT MANAGERS LTD 09/10/2008 SEC-4.2 CIS MANAGER
SPE AIF I, LP 11/06/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SPE CAPITAL (CIS MANAGER) LIMITED 26/10/2023 SEC-4.2 CIS MANAGER
SPE CAPITAL (GP) LIMITED 06/06/2018 SEC-4.2 CIS MANAGER
SPE PEF III, LP 26/10/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
SPEAR CAPITAL PARTNERS LIMITED 20/05/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
419 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.