SOBHEE VEENOD |
01/01/2008 |
INS-2.2B INSURANCE AGENT (INDIVIDUAL) |
In process of termination |
SWAN INSURANCE COMPANY LIMITED |
21/02/2008 |
INS-2.2A INSURANCE AGENT (COMPANY) |
In process of termination |
SWESH CO. LTD. |
15/03/2011 |
INS-2.2A INSURANCE AGENT (COMPANY) |
In process of termination |
SALT CAPITAL ADVISORS LIMITED |
29/03/2012 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2015
|
SPIERE ADVISORY LTD |
15/06/2010 |
SEC-4.2 CIS MANAGER - GLOBAL BUSINESS |
Licence Lapsed on 01 July 2015
|
STERLING FUND MANAGEMENT MAURITIUS LTD |
13/04/2010 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2015
|
SAMSARA MANAGEMENT (MAURITIUS) |
04/10/2006 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2016 |
SEVENSTAR BROKERS |
30/11/2010 |
SEC-2.10 INVESTMENT DEALER (EQUITY SEGMENT) |
Licence Lapsed on 01 July 2016 |
SEVENSTAR BROKERS |
30/11/2010 |
SEC-2.8 INVESTMENT DEALER (COMMODITY DERIVATIVES SEGMENT) |
Licence Lapsed on 01 July 2016 |
SEVENSTAR BROKERS |
30/11/2010 |
SEC-2.9 INVESTMENT DEALER (CURRENCY DERIVATIVES SEGMENT) |
Licence Lapsed on 01 July 2016 |
SIGNATURE AFRICA HOUSING FUND |
07/10/2014 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01 July 2016 |
SINTHOS CAPITAL HOLDING LIMITED |
22/10/2007 |
SEC-2.5A INVESTMENT ADVISER (RESTRICTED) - GLOBAL BUSINESS |
Licence Lapsed on 01 July 2016 |
SHANTA FUND MANAGEMENT LIMITED |
15/06/2011 |
SEC-4.2 CIS MANAGER |
Licence Lapsed on 01 July 2017 |
SPRING HEALTHCARE MANAGEMENT COMPANY PRIVATE LTD |
13/05/2008 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2017 |
SWISS-MAURITIUS ASSET MANAGEMENT SA |
13/10/2011 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2017 |
SAS CAPITAL LTD |
02/05/2016 |
FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS |
Licence Lapsed on 01 July 2018 |
SBI INDIA ACCESS FIXED TENURE DEBT FUND |
29/08/2012 |
SEC-3.2BV CLOSED-END FUND (HAVING MORE THAN 1 FUND) |
Licence Lapsed on 01 July 2019 - |
SEED VENTURE FUND |
24/08/2006 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01 July 2019 - |
SILVER CLOUD ADVISORY INC. |
29/04/2014 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2019 - |
SOROMA GHANA FUNDS PCC |
17/11/2009 |
SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY) |
Licence Lapsed on 01 July 2019 - |
SUN GLOBAL CREDIT INVESTMENTS FUND |
25/03/2015 |
SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) |
Licence Lapsed on 01 July 2019 - |
SOUTH ASIAN ASSET MANAGEMENT LIMITED |
03/07/2006 |
FS-1.1 ASSET MANAGEMENT |
Licence Lapsed on 01 July 2020 - |
SOUTH ASIAN ASSET MANAGEMENT LIMITED |
03/07/2006 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2020 - |
SUSTAINABLE CAPITAL NIGERIA FUND |
15/03/2012 |
SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) |
Licence Lapsed on 01 July 2020 - |
SANDSTONE CAPITAL INDIA MASTER FUND LIMITED |
22/02/2005 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01 July 2021 - |