Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 4 5 6 7 8 Next > Last >>
TROVE CAPITAL LIMITED 12/12/2019 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
TAMARA INVESTMENT HOLDINGS LIMITED 12/10/2016 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
TRANSATLANTIC ARBITRAGE FUND LTD 12/10/2016 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
TVF CAPITAL MANAGEMENT LIMITED 12/09/2011 SEC-4.2 CIS MANAGER
TVF FEEDER FUND LTD 12/09/2011 SEC-3.1A CIS (SINGLE FUND)
TVF FUND LTD 12/09/2011 SEC-3.1A CIS (SINGLE FUND)
TREX GLOBAL LTD 12/08/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
TRADIT LTD 12/05/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
TRIVE FINANCIAL SERVICES LTD 12/05/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
TAIYO GREATER INDIA FUND LTD 12/04/2011 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
The India I.T. Fund Limited 12/01/2011 SEC-4.4 REPORTING ISSUER
TAXUS NOMINEES LTD 11/11/2013 FS-3.2 NOMINEE COMPANY (APPROVAL)
The UTI India Fund Limited 11/05/2011 SEC-4.4 REPORTING ISSUER
TATA ASSET MANAGEMENT (MAURITIUS) PRIVATE LIMITED 11/05/2005 SEC-4.2 CIS MANAGER
TATA INDIAN OPPORTUNITIES FUND 11/05/2005 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
TRADESPHERE LTD 11/01/2024 SEC-2.2 INVESTMENT DEALER (BROKER)
THORN RIVER 10/10/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
TRADE4YOU INTERNATIONAL 10/09/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
THIRDWAY CAPITAL MANAGEMENT 10/05/2021 SEC-4.2 CIS MANAGER
TAU MARKETS LTD 10/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
TARA INDIA FUND IV LLC 10/02/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2019 -
TSE RAI WAI CHONG LEE SHIONG MARIE ANGE 10/01/2013 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
TIWA ALPEN AFRICA FUND PCC 09/11/2022 SEC-3.2CV CLOSED-END FUND (PROTECTED CELL COMPANY)
TISHMAN SPEYER INDIA MASTER FUND 09/11/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
TANTALLON CIS MANAGER 09/03/2022 SEC-4.2 CIS MANAGER
219 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.