Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

Filter your search results


 

Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
< Prev 1 2 3 Next >
WOXA LTD 28/04/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
WAHED SECURITIES LTD. 18/11/2016 SEC-2.2 INVESTMENT DEALER (BROKER)
WOHLSTAND MARKETS LTD 22/04/2021 SEC-2.2 INVESTMENT DEALER (BROKER)
WAGRAM CAPITAL LTD 23/09/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WALDEN-NIKKO INDIA MANAGEMENT CO. LTD. 26/03/1997 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2015
WARWYCK PRIVATE BANK LTD 06/10/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WESTBRIDGE ADVISORS II, LLC 08/07/2005 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WESTCOURT DUET ASSET MANAGEMENT LIMITED 16/12/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01/07/2014
WMC LTD 15/06/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WTG ASSET ADVISORY LTD 07/04/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WALTON STREET MAURITIUS MANAGERS I 20/08/2008 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
WEALTH INTERNATIONAL FINANCIAL PLANNING (MAURITIUS) LIMITED 04/07/2018 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
WONG SUN WAI JEAN-NOEL CHOY YUEN 05/09/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
WEXFORD CATALYST INVESTORS (MAURITIUS) LTD. 20/03/2008 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
WEXFORD SPECTRUM INVESTORS (MAURITIUS) LTD. 20/03/2008 SEC-3.1A CIS (SINGLE FUND) Licence Lapsed on 01 July 2021 -
WATER FRONT GLOBAL FUND 30/01/2019 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
WAVE CAPITAL LTD 16/05/2024 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
WULAR INDIA FUND 04/09/2017 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
WARWYCK PHOENIX PCC 27/08/2014 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
WATERBRIDGE VENTURES - I (MAURITIUS) 21/11/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WATERBRIDGE VENTURES - II (MAURITIUS) 12/06/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WATERBRIDGE VENTURES ALPHA MAURITIUS 22/09/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WATERBRIDGE VENTURES III MAURITIUS 14/09/2023 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WEST AFRICA EMERGING MARKETS GROWTH FUND 03/05/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WESTBRIDGE AIF MASTER FUND, LLC 25/06/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
71 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.