WWB CAPITAL PARTNERS II, L.P. |
17/10/2019 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
|
WARWYCK PHOENIX PCC |
27/08/2014 |
SEC-3.1CV CIS (PROTECTED CELL COMPANY) |
|
WATER FRONT GLOBAL FUND |
30/01/2019 |
SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) |
|
WULAR INDIA FUND |
04/09/2017 |
SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) |
|
WEXFORD CATALYST INVESTORS (MAURITIUS) LTD. |
20/03/2008 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01 July 2021 - |
WEXFORD SPECTRUM INVESTORS (MAURITIUS) LTD. |
20/03/2008 |
SEC-3.1A CIS (SINGLE FUND) |
Licence Lapsed on 01 July 2021 - |
WONG SUN WAI JEAN-NOEL CHOY YUEN |
05/09/2018 |
SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY) |
|
WALTON STREET MAURITIUS MANAGERS I |
20/08/2008 |
SEC-2.5 INVESTMENT ADVISER (RESTRICTED) |
|
WEALTH INTERNATIONAL FINANCIAL PLANNING (MAURITIUS) LIMITED |
04/07/2018 |
SEC-2.5 INVESTMENT ADVISER (RESTRICTED) |
|
WAGRAM CAPITAL LTD |
23/09/2015 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
|
WALDEN-NIKKO INDIA MANAGEMENT CO. LTD. |
26/03/1997 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01 July 2015
|
WARWYCK PRIVATE BANK LTD |
06/10/2014 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
|
WESTBRIDGE ADVISORS II, LLC |
08/07/2005 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
|
WESTCOURT DUET ASSET MANAGEMENT LIMITED |
16/12/2010 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
Licence Lapsed on 01/07/2014
|
WMC LTD |
15/06/2012 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
|
WTG ASSET ADVISORY LTD |
07/04/2010 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
|
WAHED SECURITIES LTD. |
18/11/2016 |
SEC-2.2 INVESTMENT DEALER (BROKER) |
|
WOHLSTAND MARKETS LTD |
22/04/2021 |
SEC-2.2 INVESTMENT DEALER (BROKER) |
|
WALLWOOD CLEARING SERVICES LTD |
13/08/2010 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
Licence Lapsed on 01/07/2015
|
WARWYCK PHOENIX SECURITIES LTD |
28/01/2015 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
WESTERN GROUP LTD |
28/02/2023 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
WETRUST TRADE GLOBAL LIMITED |
13/02/2024 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
WISUNO CAPITAL LIMITED |
20/07/2023 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
WNS TRADE LIMIT |
05/09/2023 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
WOXA LTD |
28/04/2023 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|