Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 168 169 170 171 172 Next >
XANDER MASTER FUND, LLC 12/09/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
XDELTA MU LTD 20/11/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XEN CAPITAL LIMITED 27/03/2019 SEC-4.2 CIS MANAGER
XEONE PRIME 13/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XETA DIRECT 11/05/2010 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER) Licence Lapsed on 01 July 2019 -
XPONENTIA OPPORTUNITIES FEEDER FUND 1 LIMITED 17/10/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
X-PRESS COVER LTD 02/04/2014 INS-2.2A INSURANCE AGENT (COMPANY)
XSML CAPITAL LTD 23/12/2015 SEC-4.2 CIS MANAGER
XSML PARTNERS HOLDING LTD 31/07/2020 SEC-4.2 CIS MANAGER
XTERRA CAPITAL ADVISORS LTD 23/12/2014 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2018
XTERRA PROPERTY DEVELOPMENT FUND I 06/01/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2018
X-TRADE FINANCIALS LTD 20/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XTREAM MARKETS LTD 08/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 20/06/2016 SEC-4.4 REPORTING ISSUER
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED 02/02/2016 SEC-3.1A CIS (SINGLE FUND)
YA GROUP LTD 10/06/2019 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
YADAV ABHIMANYU 01/09/2015 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
YAP SAN MIN MICHAËL KELVYN 03/09/2021 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
YEELEN CAPITAL 25/08/2016 SEC-4.2 CIS MANAGER
YEELEN FINANCIAL FUND L.P. 06/12/2016 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
Yeung Chin Shing Christiane 08/09/2016 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
YIT NIUC Fabiola Belinda Ludmilla 05/07/2021 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
YORK FRASER HOLDINGS LTD 03/11/2005 FS-3.2 NOMINEE COMPANY (APPROVAL)
YOWAYS CO. LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
4300 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.