Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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XDELTA MU LTD 20/11/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
XCM CAPITAL MARKETS LTD 16/02/2017 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
XANDER MASTER FUND, LLC 12/09/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
XANDER MASTER FUND IV, LLC 30/08/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XANDER MASTER FUND III, LLC 22/07/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
XANDER JV FUND I, LLC 13/03/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
XANDER INVESTMENT MANAGEMENT LIMITED 12/09/2005 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
XANDER INVESTMENT MANAGEMENT LIMITED 12/09/2005 SEC-2.4A INVESTMENT ADVISER (UNRESTRICTED) - GLOBAL BUSINESS
XANARA INVESTMENT MANAGEMENT 08/07/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
XANARA FUND VCC 07/02/2024 VCC-1.1 VCC fund
WWB CAPITAL PARTNERS II, L.P. 17/10/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
WULAR INDIA FUND 04/09/2017 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
WTG ASSET ADVISORY LTD 07/04/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WS INSIGHT LIMITED 25/06/2014 FS-1.8 GLOBAL HEADQUARTERS ADMINISTRATION
WORLDWIDE INSURANCE SERVICES MAURITIUS 13/07/2015 INS-2.3 INSURANCE BROKER Licence Lapsed on 01 July 2023 -
Worldcard Payment Services Ltd 18/07/2023 FS-2.9 PAYMENT INTERMEDIARY SERVICES
WONG YUN SHING TOMMY 20/02/2008 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
WONG YIN SONG JAMES RICHARD 08/04/2009 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
WONG SUN WAI JEAN-NOEL CHOY YUEN 05/09/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
WONG HUNG KEY WONG FA YOUNG BERNARD 28/02/2024 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
WOHLSTAND MARKETS LTD 22/04/2021 SEC-2.2 INVESTMENT DEALER (BROKER)
WNS TRADE LIMIT 05/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
WMC LTD 15/06/2012 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
WL TRADE LIMITED 05/07/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
4463 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.