Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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NOVA WEALTH PARTNERS LIMITED 09/08/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NRISI VENTURE ADVISOR LLC 13/03/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NTRUST WEALTH & FINANCIAL ADVISORY LTD 26/08/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NUVAMA INVESTMENT ADVISORS LLC 26/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NOVIR MARKETS LTD 13/01/2022 SEC-2.2 INVESTMENT DEALER (BROKER)
NUQI (MAURITIUS) LTD 04/06/2024 SEC-2.2 INVESTMENT DEALER (BROKER)
NAMIR TRADE LTD 18/10/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NASR TRADE LTD 02/02/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEOMARKETS GROUP LTD 19/07/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEOTRADES CAPITAL LTD 08/03/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEURON MARKETS INTERNATIONAL 06/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEWTON GLOBAL COMMERCIAL BUSINESS (NGCB) LTD 17/11/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEXTGEN GLOBAL 24/09/2012 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NJ GLOBALINVEST LIMITED 13/05/2011 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NOVAIQFX 14/04/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NUMBER ONE BROKERS LTD 06/07/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NATIONAL INSURANCE CO. LTD 05/05/2015 PPS-2.2 LONG-TERM INSURER TO ADMINISTER PRIVATE PENSION SCHEME
NEW MAURITIUS HOTELS GROUP SUPERANNUATION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
NIC Multi-Employer Pension Scheme 16/10/2017 PPS-1.1 PENSION SCHEMES
NIT PENSION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
NEOCOV LTD 01/07/2016 INS-2.3 INSURANCE BROKER
NYC SPECIALIST BROKERS LTD (IN PROCESS OF TERMINATION) 01/01/2008 INS-2.3 INSURANCE BROKER
NOHAR SEERAJ 11/11/2020 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
NURSIMLOO. MAHENDRA 18/04/2014 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
Nutchetrum Dharmarajan 04/02/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
153 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.